13f Securities

EDGAR Filing Agent, a division of Electronic Publishing Services, Inc. com was derived from Wedbush Securities Inc. Form N-PX CENTRAL SECURITIES CORP For: Jun 30 EDGAR SEC Filings - 08/13/2019 Form 13F-HR CENTRAL SECURITIES CORP For: Jun 30 EDGAR SEC Filings - 08/09/2019 Form N-CSRS CENTRAL SECURITIES CORP For: Jun 30 EDGAR SEC Filings - 08/08/2019. A round-up of mutual fund and hedge fund 13F filings -- see what these funds are buying and selling. , NYSE, AMEX) or NASDAQ-quoted stocks, equity options and warrants, shares of closed-end investment companies, and certain. 13F filings. Only securities of a class on such list shall be counted in determining whether an institutional investment manager must file a report under this rule (§ 240. Review of the SEC's Section 13(f) Reporting Requirements September 27, 2010 Report No. This is a list of Section 13(f) Securities in CSV and Excel format. Adher to all SEC/EDGAR requirements and XML specifications. Our high-quality low-cost and easy to use regulatory financial filing software for Forms 3 4 5 filings helps you meet SEC filing deadlines. This list is current as of June 15, 2018, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter. You can outsource SEC form 1-A filing. Section 13(f) requires all institutions with investment discretion over $100 million or more to file a form 13f with the SEC. Form 13f Holdings Report (13f-hr) The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. A form that institutional investors managing more than $100 million in Section 13(f) securities must file with the SEC each quarter. Real-time Insider Trading Stock Screener. SEC Filings include 13F quarterly reports, 13D/G events and more. A 13F filing via the SEC can be viewed as a quick snapshot of all the holdings of a fund manager's portfolio at the end of a quarter. 13F SEC filings breakout by MarketWatch. com makes inexpensive Form 13F filings in HTML, XBRL and iXBRL formats. Rerunning files when SEC publishes new 13F list Every quarter the SEC publishes an exhaustive list of securities that are disclosable under section 13F (Official List of Section 13(f) Securities). Securities Exchange Act of 1934; Long title: An act To provide for the regulation of securities exchanges and of over-the-counter markets operating in interstate and foreign commerce and through the mails, to prevent inequitable and unfair practices on such exchanges and markets, and for other purposes. Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news Scores The Official Website of the Southeastern Conference. The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. A 13F filing is a quarterly report filed with the SEC by "institutional investment managers. more Investment Company Act of 1940. We do not guarantee the accuracy or completeness of information on or available through this site, and we are not responsible for inaccuracies or omissions in that information or for actions taken in reliance on that information. Describe any transactions in the class of securities reported on that were effected during the past sixty days or since the most recent filing of Schedule 13D (§ 240. 13f combination report. Long and Short Trading Ideas using Insider Transaction Data. Address: 1251 Avenue of the Americas New York, NY 10020 13F File Number: 028-10010 The institutional investment manager. The CSV and Excel formatted Form 13F securities data are suitable for use when compiling SEC 13F-HR, SEC 13-HR/A, SEC 13F-NT, and SEC 13-NT/A forms. Anderson and Paul Brockman have posted Form 13F (Mis)Filings on SSRN with the following abstract: We examine the reliability of Form 13F filings and document the widespread presence of. Form 13F Data provides the list of securities as CSV files and Excel XLS spreadsheets. Public companies , certain insiders , and broker-dealers are required to make regular SEC filings. BCI is required disclose its holdings as of the end of each quarter to the SEC because it routinely holds more than US$100 million in what the U. Form 13F Data provides the list of securities as CSV files and Excel XLS spreadsheets. The reader should not assume that the information is accurate and complete. Zimmer Biomet Holdings Inc. 13f-1(c) [17 CFR 240. Corsair Capital Management - Jay Petschek And Steven Major assets under management (13F Holdings), latest news, 13D/G filings, and investor letters provided by Insider Monkey. Form 13F and its amendments are the reporting forms filed by institutional investment managers, pursuant to Section 13(f) of the Securities Exchange Act of 1934 and the basis of the dataset. 1% during the 2nd quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission. Southeastern Asset Management Inc/tn/ was a net seller of stock by $544. 20549 FORM 13F FORM 13F COVER PAGE. In this case, SEC stands for "Securities and Exchange Commission. An institutional investment manager that uses the U. equity holdings, revealing their top stock picks. A form that institutional investors managing more than $100 million in Section 13(f) securities must file with the SEC each quarter. This list is current as of June 15, 2018, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter. This is a list of Section 13(f) Securities in CSV and Excel format. 2; Section 13F Indecent assault and battery on a person with an intellectual disability; assault and battery; Section 13G Commission of a felony for hire; additional punishment; Section 13H Indecent assault and battery on person fourteen or older; penalties. Get Started! About Form 13F. decreased its stake in shares of Molina Healthcare, Inc. They are not required to disclose their short positions. Instruction. Form 13F Data provides the list of securities as CSV files and Excel XLS spreadsheets. Lucas Capital Management, which is known for its investments in the energy market, has. The SEC filing is a financial statement or other formal document submitted to the U. Our regulatory financial filings software solution is a high-quality, cost-effective and easy-to-use SEC filing alternative for SEC 13-F filings. Rule 13f-1 - Reporting by Institutional Investment Managers of Information with Respect to Accounts (a) Every institutional investment manager which exercises investment discretion with respect to accounts holding section 13(f) securities, as defined in paragraph (c) of this section, having an aggregate fair market value on the last trading day of any month of any calendar year of at least. 000% senior notes due 2022. Security by:. The Securities and Exchange Act of 1934 ("1934 Act," or "Exchange Act") primarily regulates transactions of securities in the secondary market. All MAVEN SECURITIES Ltd holdings are listed in the following tables. An updated list is published on a quarterly basis. Funds must submit their list of qualifying 13F securities no more than 45 days after the end of quarter date. It is part of the SEC’s EDGAR system. Broadwood Capital - Neal C. com makes 13-F SEC filings in HTML and inline XBRL (iXBRL) formats. For all 13F securities of a given issuer (company), we should add up the quantity of securities held, but adjust any options held so that the count is based on "option holdings to purchase only such amounts" (see section 10 on the 13F Instructions). Connect with us on Facebook!. Form 13F Securities Subscription Service: Completely searchable and customizable MS Excel and CSV files of the Official List of Form 13F Securities available for download. ) Form 13F Summary Page. filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240. SEC Form 4 Insider Trading Screener. Form 13F Data provides the list of securities as CSV files and Excel XLS spreadsheets. According to the SEC, an institutional investment manager is an entity that either invests in, or buys and sells, securities for its own account. Our Investor Relations site is for informational purposes only. Most recent portfolio value is calculated to be $ 93,561,000 USD. Notice: Before you can electronically file with the SEC on EDGAR, you must become an EDGAR filer with authorized access codes. Discrepancies between the Name of Issuer provided and the Name of Issuer on the SEC's list of reportable securities (according to CUSIP). Our high-quality low-cost and easy to use regulatory financial filing software for Forms 3 4 5 filings helps you meet SEC filing deadlines. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. AQR - AQR CAPITAL MANAGEMENT LLC Form 13F-HR Period: MAR. ACN Form 13F is a software program which enables investment managers who are required on a quarterly basis to submit their holdings of 13F securities to the Securities and Exchange Commission's EDGAR database. This is by far, the easiest no-sweat method to parse, import and process the information published by the Securities & Exchange Commission (SEC) 13(f) each quarter. This list of “Section 13(f) securities” as defined by Rule. R is basically a copy of example. View the NEOS quarterly report for management equity assets of at least $100 million by date. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Paulson & Co. The reader should not assume that the information is accurate and complete. ) Form 13F Summary Page. Rule 13f-1(a) provides that every Manager that exercises investment discretion with respect to accounts holding Section 13(f) securities, as defined in rule 13f-1(c), having an aggregate fair market value on the last trading day of any month of any calendar year of at least $100,000,000 shall file a Form 13F with the Commission within forty. Securities and Exchange Commission’s Form 13F filings, which institutional investment managers with more than $100 million under management are required to file within 45 days of the end of each calendar quarter, invariably captures the attention of the investing public. 1 About the SEC 2 Who Files with the SEC? 3 SEC Filings Overview 4 Why Can’t I Find What I Need? 5 Material Events 6 SEC Filings—what do all those numbers and letters mean? 7 Major Corporate Forms 8 Registration Statements 9 Ownership Filings Foreign Filings 4 1 2 3 Introduction to the SEC and Company Filings Overview. Abstract: Registrant reported that on March 22, it issued $500 million principal amount of 3. Cos Only ETFs Only Search Active. Section 13(f) securities are equity securities of a class described in Section 13(d)(1) of the Securities Exchange Act. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. Our Investor Relations site is for informational purposes only. 13f SEC filings breakout by MarketWatch. SEC Filings include 13F quarterly reports, 13D/G events and more. Form 13F is required to be filed within 45 days of the end of a calendar quarter. See Section 13(d)(1) of the Securities Exchange Act. A Manager having securities over which it exercises investment discretion that are reported by another Manager (or. more in Section 13(f) securities must file Form 13F. Thomson-Reuters 13F Filings What is Thomson-Reuters 13F Filings? Thomson-Reuters Institutional Holdings (13f) Database provides Institutional Common Stock Holdings and Transactions, as reported on Form 13F filed with the SEC. EDGARsuite SEC EDGAR filing software lets you meet SEC filing deadlines easily. Gotham Asset Management - Joel Greenblatt assets under management (13F Holdings), latest news, 13D/G filings, and investor letters provided by Insider Monkey. SEC Filings include 13F quarterly reports, 13D/G events and more. 13F-HR: Ownership: Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management: 85; 3/14/19: D: Registrations: Notices of Exempt Offerings of Securities — Form D: 10; 2/5/18 OLD: SC 13G: Ownership: Statements of Acquisitions of Beneficial Ownership by Passive Investors — Sch. David Stemerman's Conatus Capital 13F Filing: Q4 2008 This is the 4th Quarter 2008 edition of our ongoing hedge fund portfolio tracking series. The disclosure was intended to increase investor confidence in the integrity of the United States securities markets and would be useful information to regulatory bodies. It is SEBI (Securities and Exchange board of India) in India which is equivalent to SEC (Securites Exchange Commision) in United States. It is a quarterly filing required of institutional investment managers with over $100 million in qualifying assets. Web-based (HTML) display of the SEC's currently available Official List of Form 13F Securities; see sample below. If you would like more information about Form 13F, please visit the SEC's 13F Information article. When we set out to create this website in 2013, we understood the challenge this fact poses. Michael Burry. dollars and all comparisons are to the second quarter of fiscal 2019):. We do not guarantee the accuracy or completeness of information on or available through this site, and we are not responsible for inaccuracies or omissions in that information or for actions taken in reliance on that information. What is the 'SEC Form 13F'. Duquesne Family Office is based out of New York. Form 13F is a quarterly report of equity holdings required to be filed to the US Securities and Exchange Commission by institutional investment managers. Only the 20,000 shares, however, appear in the 13F. Securities Exchange Act of 1934; Long title: An act To provide for the regulation of securities exchanges and of over-the-counter markets operating in interstate and foreign commerce and through the mails, to prevent inequitable and unfair practices on such exchanges and markets, and for other purposes. Zimmer Biomet Holdings Inc. Bridgewater Associates LP Info: Size ($ in 1000's) At 06/30/2019: $12,750,922 At 03/31/2019: $16,325,029 Bridgewater Associates LP holdings changes, total fund size, and other information presented on HoldingsChannel. exchange-traded stocks, exchange-traded funds, certain convertible securities, equity options, warrants, shares of closed-end investment companies, and certain convertible debt securities. According to the filing, the fund holds an equity portfolio of $16. BERKSHIRE HATHAWAY INC: BRK'A (NYSE) Enter your Email to Learn More: Form (Filer) Received ( Period). An institutional investment manager is an entity that either invests in, or buys and sells, securities for its own account, or a natural person or entity that exercises investment. You go to the 13F because that is where every quarter within 45 days, after the end of a calendar quarter, big institutional money managers must file with the SEC a form that basically says what stocks they own, and how much of them they own. equity holdings to the Securities and Exchange Commission (SEC) and provides insights into what the smart money is doing. Disclaimers: stockzoa. Our regulatory financial filings software solution is a high-quality, cost-effective and easy-to-use SEC filing alternative for SEC 13-F filings. SEC Form 13F is a quarterly report filed by institutional investment managers that discloses their U. Billionaire David Tepper, the head of Appaloosa Management, recently filed his quarterly 13F report. Guggenheim Capital's largest holding is Microsoft Corp. Before reading this update, make sure you check out the Hedge Fund 13F filings preface. Companies in the Southeastern Asset Management Inc/tn/ portfolio as of June 2019 quarter. 5 million, a decrease of. 13f combination report. Securities that are not included on the SEC's list of 13F reportable securities. Where a person controls the issuer of a class of equity securities which are “section 13(f) securities” as defined in this rule, those securities shall not be deemed to be “section 13(f) securities” with respect to the controlling person, provided that such person does not otherwise exercise investment descretion with respect to accounts with fair market value of at least $100,000,000 within the meaning of paragraph (a) of this section. David Stemerman's Conatus Capital 13F Filing: Q4 2008 This is the 4th Quarter 2008 edition of our ongoing hedge fund portfolio tracking series. Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news Scores The Official Website of the Southeastern Conference. Within this. The reader should not assume that the information is accurate and complete. Become a Joint Fire Support Specialist (13F). 13d-101), whichever is less, by the persons named in response to paragraph (a). " Section 13(f) securities generally include equity securities that trade on an exchange (including the Nasdaq National Market System), certain equity options and warrants, shares of closed-end investment companies, and certain. Advisors who have regulatory capital. Download the lists of data you need to file quarterly reports to the United States Securities & Exchange Commission (SEC). With the Securex Form 13F EDGAR Filing Service, you send us your holdings list, we EDGARize, validate and email you a PDF proof for review and approval. Michael Burry. SEC Filings include 13F quarterly reports, 13D/G events and more. (STT) covering Regulation FD Disclosure and Financial Statements and Exhibits. 13f-1(c) [17 CFR 240. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. 13f-1] under Section 13(f) of the Securities Exchange Act of 1934. Data is sourced from 13D/13G, 13F, and N-Q filings. It is made available for use in the preparation of reports. This is done using publicly available 13F and other filings. Answer Wiki. Become a Joint Fire Support Specialist (13F). Congress passed Section 13(f) of the Securities Exchange Act in 1975 in order to increase the public availability of information regarding the securities holdings of institutional investors. 20549 FORM 13F FORM 13F COVER PAGE. Guggenheim Capital's largest holding is Microsoft Corp. 13F-HR: Ownership: Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management: 85; 3/14/19: D: Registrations: Notices of Exempt Offerings of Securities — Form D: 10; 2/5/18 OLD: SC 13G: Ownership: Statements of Acquisitions of Beneficial Ownership by Passive Investors — Sch. The Securities and Exchange Commision (SEC) provides answers to FAQs to help money managers that are required to file Form 13F. equity holdings, revealing their top stock picks. AQR - AQR CAPITAL MANAGEMENT LLC Form 13F-HR Period: MAR. Southeastern Asset Management Inc/tn/ was a net seller of stock by $544. Electronic Publishing Services, Inc. Get Started! About Form 13F. com files SEC Form 13F information table filings. Thomas Steyer's Farallon Capital 13F Filing Q4 2008 This is the 4th Quarter 2008 edition of our ongoing hedge fund portfolio tracking series. Form 13F is a form that certain investment managers are required to file with the SEC. SEC Settles with Hedge Fund Adviser over Failure to Make Form 13F Filings Regarding Client Securities Holdings The SEC settled administrative proceedings that it proposed to bring against a registered adviser to a group of hedge funds regarding the adviser's repeated failure to file Forms 13F with the SEC between 2002 and mid 2005. To learn more, visit our Privacy Policy. RILEY WEALTH MANAGEMENT, INC. Neos Therapeutics Inc. Section 13 (f) of the Securities Exchange Act of 1934 (the “Exchange Act”) generally requires investment managers who manage more than $100 million in certain reportable securities to file with the SEC quarterly reports on Form 13F detailing their holdings. Connect with us on Facebook!. It is made available for use in the preparation of reports. After finding the entity or object of your interest, you would then go to our page representing the entity (such as a Registrant like Microsoft) to get information about it, or you would go to our page listing the contents of the object (such as all companies in the software industry). Bradsher assets under management (13F Holdings), latest news, 13D/G filings, and investor letters provided by Insider Monkey. LPL Financial LLC lessened its position in Healthcare Trust Of America Inc (NYSE:HTA) by 1. Benefits: Filter your holdings to exclude non-13f securities according to SEC instructions. must report its holdings on Form 13F with the Securities and Exchange Commission (SEC). The reader should not assume that the information is accurate and complete. Section 13 (f) of the Securities Exchange Act of 1934 (the “Exchange Act”) generally requires investment managers who manage more than $100 million in certain reportable securities to file with the SEC quarterly reports on Form 13F detailing their holdings. 2 Blake Brockway is a 2009 graduate of DePaul University College of Law. 13f SEC filings breakout by MarketWatch. ) Form 13F Summary Page. SEC Official List of Section 13(f) Securities used by Form 13F filers. 1% during the 2nd quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission. Glenhill Advisors - Glenn J. Streamline the process of compiling an EDGAR formatted report. Hedge funds that file 13F forms with the SEC are only required to disclose their long positions. Get Started! About Form 13F. Home→The Deskbook-Table of Contents→The Securities Acts and General Regulations→Securities Exchange Act of 1934→General rules and regulations promulgated under the Securities Exchange Act of 1934 (17 CFR Part 240)→ Regulation 13A - Reports of Issuers of Securities Registered Pursuant to Section 12 (Rules 13a-1 to 13a-19; 13b1 to 13b2-2; 13d-1 to 13d-102; 13e-1 to 13e-102; 13f-1). Hedge Fund Tracking: Peter Thiel's Clarium Capital - 13F Filing 3rd Quarter 2008 (Note: Before reading this update, make sure you check out the preface to the series we're doing on Hedge Fund 13F's here ). holdings changes, total fund size, and other information presented on HoldingsChannel. SEC Filings include 13F quarterly reports, 13D/G events and more. 13F SEC filings breakout by MarketWatch. The reader should not assume that the information is accurate and complete. The 13F disc Any institutional manager that has over $100 of assets under management (AUM) must file a 13F within 45 days of the end of the calendar quarter. SEC Filings include 13F quarterly reports, 13D/G events and more. If you're unfamiliar with tracking investments they disclose via. The disclosure was intended to increase investor confidence in the integrity of the United States securities markets and would be useful information to regulatory bodies. SEC Filings and Alerts Free SEC filing alerts and access to company filings. Most recent portfolio value is calculated to be $ 93,561,000 USD. This list is current as of June 15, 2018, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter. The fund owned 281,787 shares of the real estate investment trust’s stock after selling 5,327 shares during the quarter. SEC Form 13F Securities lists. for Form 13F filings, and may need to file a 13f notice indicating that other reporting managers report holdings. SEC Form 13f Securities datasets. Our Content Team is automatically notified when the SEC publishes an updated version of the Official List and we aim to update the relevant valueset. Funds must submit their list of qualifying 13F securities no more than 45 days after the end of quarter date. Green rows indicate new positions. Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company. Review of the SEC’s Section 13(f) Reporting Requirements September 27, 2010 Report No. Only securities of a class on such list shall be counted in determining whether an institutional investment manager must file a report under this rule (§ 240. 20549 FORM 13F FORM 13F COVER PAGE. Please try again later. An updated list is published on a quarterly basis. Form 13F Securities Subscription Service: Completely searchable and customizable MS Excel and CSV files of the Official List of Form 13F Securities available for download. A whopping number of 13F filings filed with U. Section 13(f) securities are equity securities of a class described in Section 13(d)(1) of the Securities Exchange Act. Rule 13f-1 -- Reporting by institutional investment managers of information with respect to accounts over which they exercise investment discretion. That number should be 10,000 shares or more. Monitor SEC Form 4 Insider Trading Filings for Insider Buying and Selling. (STT) covering Regulation FD Disclosure and Financial Statements and Exhibits. These reports are called 13F reports. Southeastern Asset Management Inc/tn/ was a net seller of stock by $544. 13F SEC filings breakout by MarketWatch. AQR - AQR CAPITAL MANAGEMENT LLC Form 13F-HR Period: MAR. The reader should not assume that the information is accurate and complete. 13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. Over 150 investment managers trust Newsfile to prepare and file Form 13F each quarter. more What Quarters (Q1, Q2, Q3, and Q4. You go to the 13F because that is where every quarter within 45 days, after the end of a calendar quarter, big institutional money managers must file with the SEC a form that basically says what stocks they own, and how much of them they own. Hedge Fund 13F Analysis Tool This Hedge Fund Holdings Tool is being developed to provide insight which investment securities hedge funds are holding. Form 13F and its amendments are the reporting forms filed by institutional investment managers, pursuant to Section 13(f) of the Securities Exchange Act of 1934 and the basis of the dataset. SEC Official List of Section 13(f) Securities used by Form 13F filers. 13F SEC filings breakout by MarketWatch. For additional information, please see the About section. 13f combination report. View the VOYA quarterly report for management equity assets of at least $100 million by date. It is a quarterly. We file form 13H for EDGAR filers. 12a-11 Exemption of security-based swaps sold in reliance on Securities Act of 1933 Rule 240 (§ 230. filed with the Securities and Exhange Commission pursuant to Rule 13f-1 [17 CFR 240. Review of the SEC's Section 13(f) Reporting Requirements September 27, 2010 Report No. Our company makes S-1 registration statement SEC EDGAR filings. The notice included securities offered of Equity. Web-based (HTML) display of the SEC's currently available Official List of Form 13F Securities; see sample below. Krevlin assets under management (13F Holdings), latest news, 13D/G filings, and investor letters provided by Insider Monkey. The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. 13f combination report. Note: 13F filings typically disclose positions in U. sec form 13f-nt The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. By continuing to use this site you. , is implementing the SEC's XML technical specification for Form 13F with an online self-service filing system we call the Form 13F Online Workstation. Form 13F is required to be filed within 45 days of the end of a calendar quarter. This list is current as of December 15, 2017, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter ending December 31, 2017. It is SEBI (Securities and Exchange board of India) in India which is equivalent to SEC (Securites Exchange Commision) in United States. That number should be 10,000 shares or more. (STT) covering Material Modification to Rights of Security Holders; Submission of Matters to a Vote of Security Holder; and Financial Statements and Exhibits. SEC Form 13f-NT is a quarterly report filed by institutional investment managers to the SEC in accordance to SEC regulations. The CSV and Excel formatted Form 13F securities data are suitable for use when compiling SEC 13F-HR, SEC 13-HR/A, SEC 13F-NT, and SEC 13-NT/A forms. And that brings us to Form 13F and Hedge Funds. Cos Only ETFs Only Search Active. BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp raised its holdings in shares of Hess Corp. Use the below links to find the right file for your needs. Get Started! About Form 13F. ADR 13f SEC filings breakout by MarketWatch. RILEY WEALTH MANAGEMENT, INC. Alibaba Group Holding Ltd. SEC Form 13f Securities datasets. View the NEOS quarterly report for management equity assets of at least $100 million by date. 9% during the second quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission. Latest statistics and disclosures from Vanguard's latest quarterly 13F-HR filing: Top 5 stock holdings are MSFT, AAPL, AMZN, JNJ, Facebook Inc cl a, and represent 9. Joint Fire Support Specialist (13F) | goarmy. With the Securex Form 13F EDGAR Filing Service, you send us your holdings list, we EDGARize, validate and email you a PDF proof for review and approval. This is the 3rd Quarter 2008 edition of our ongoing hedge fund portfolio tracking series. Whalewisdom has at least 79 13F filings, 36 13D filings, and 8 13G filings Their last reported 13F filing for Q2 2019 included $9,260,709,000 in managed 13F securities and a top 10 holdings concentration of 94. dollars and all comparisons are to the second quarter of fiscal 2019):. A 13F filing is a quarterly report filed with the SEC by "institutional investment managers. All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. An institutional investment manager that uses the U. (STT) covering Material Modification to Rights of Security Holders; Submission of Matters to a Vote of Security Holder; and Financial Statements and Exhibits. Institutional investment managers who exercise investment discretion over $100 million or more in Section 13(f) securities must report their holdings on Form 13F with the SEC EDGAR system. SEC Filings and Alerts Free SEC filing alerts and access to company filings. SEC Filings include 13F quarterly reports, 13D/G events and more. Section 13(f) requires all institutions with investment discretion over $100 million or more to file a form 13f with the SEC. You are now required to fill out an online form for the Filer Information, Cover Page, Signature Page and Summary Page information. 13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. equity holdings to the Securities and Exchange Commission (SEC) and provides insights into what the smart money is doing. Form 13F Data provides the list of securities as CSV files and Excel XLS spreadsheets. 13F SEC filings breakout by MarketWatch. He is currently a managing member at the law firm Hafelein | White, LLC where he focuses his practice on securities compliance. Link to 13F filings: SEC filings As of 06/30/2019. " In the United States, this is an independent federal agency that is charged with protecting investors, maintaining fair as well as orderly. (2) A member of a national securities exchange shall not be deemed to be a beneficial owner of securities held directly or indirectly by it on behalf of another person solely because such member is the record holder of such securities and, pursuant to the rules of such exchange, may direct the vote of such securities, without instruction, on. 13F filings are submitted quarterly to the SEC by hedge funds and other investment managers WhaleWisdom Search All Search 13F Filers Only Search SEC Filer Search Stocks Only Search Mgmt Inv. Southeastern Asset Management Inc/tn/ was a net seller of stock by $544. 1% during the 2nd quarter, according to the company in its most recent Form 13F filing with the Securities & Exchange Commission. watchdog refers to as 13F securities — any. These managers can be private trusts, banks, insurance companies, investment advisors, and hedge funds. According to the SEC filings, Appaloosa's value increase by almost 50% in the last quarter of 2017. Alibaba Group Holding Ltd. Generally, the list includes exchange-traded (e. Wedbush Securities Inc. 13f-1(c)] is made available to the public. This list is current as of June 15, 2018, and may be relied on by institutional investment managers filing Form 13F reports for the calendar quarter. Cos Only ETFs Only Search Active. 13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities Exchange Act of 1934 [15 USC 78m(f) (3)]. View the TCX quarterly report for management equity assets of at least $100 million by date. 13e-4 thereunder. 13f-1(c)] is made available to the public pursuant to Section13 (f) (3) of the Securities ExchangeAct of 1934 [15 USC 78m(f) (3)]. Duquesne Family Office is based out of New York. Where a person controls the issuer of a class of equity securities which are “section 13(f) securities” as defined in this rule, those securities shall not be deemed to be “section 13(f) securities” with respect to the controlling person, provided that such person does not otherwise exercise investment descretion with respect to accounts with fair market value of at least $100,000,000 within the meaning of paragraph (a) of this section. Guggenheim Capital's largest holding is Microsoft Corp. Thomson 13F ownership is available from the first quarter of 1980 and represent an indispensable source of historical institutional ownership data. View 13F filing holders of Cloudflare Inc. At File|13F we are compliance experts and help hundreds of financial advisory firms file and manage the 13F compliance. The reader should not assume that the information is accurate and complete. EDGAR Online creates and distributes company data and public filings for equities, mutual funds and other publicly traded assets, delivering products through online subscriptions and data licenses. (NYSE:HES) by 6. Save time and frustration with accurate Form 13F Data Extracts Get the lists of data you need to file on time and without the extra headaches of extracting securities data for quarterly reports to the United States Securities & Exchange Commission (SEC). The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. Southeastern Asset Management Inc/TN - ‘13F-HR’ for 9/30/01 - Quarterly Holdings or Combination Report by a Money Manager - Seq. Info: Size ($ in 1000's) At 06/30/2019: $994,710 At 03/31/2019: $930,795 Wedbush Securities Inc. Section 13(f) and Rule 13f-1 of the Securities Exchange Act of 1934 require certain institutional investment managers exercising investment discretion over accounts having an aggregate fair market value of $100 million or more in certain securities specified as "13(f) securities" by the Securities and Exchange Commission ("SEC") at the end of any trading month to report these holdings. Please try again later. Form 13F Information. As such, the 1934 Act typically governs transactions which take place between parties which are not the original issuer, such as trades that retail investors execute through brokerage companies.